Head of Compliance

Location: London, Birmingham, Remote
Team: Central Functions

Swoop is a marketplace platform connecting SMEs (small to medium enterprises) to funding solutions and financial savings. Swoop analyses an SMEs core data and financial information to help business owners understand the funding landscape and discover the best funding and saving options for them. We think of it as healthcare for Business.

We design systems and journeys that are effortless and intuitive, so that our users can spend more time on what they want to do – managing their business.

Some links to find out more about Swoop:


Swoop Funding is growing at a fast pace; we have a global team and work with a number of partners who offer finance products and services to small businesses in a number of territories.  We are hiring a Head of Compliance to join the team to ensure we continue to meet compliance considerations as we scale.

Swoop is regulated by the FCA (UK), ASIC (Australia), and the CBI (Ireland). THis role will be responsible for day to day aspects of all the business’ compliance activities. This is a high profile and an important role in the business. Reporting directly to the CEO, you will work closely with the FD, Head of Credit, Head of Marketing, and CPO. You will be acting as an independent and objective function providing risk and regulatory compliance reviews.

As such, we are searching for a smart, adaptable and considered person; who is able to continue to build how we manage compliance, ensuring that “what we do” remains fit for purpose as we continue to grow. 

This is a new role which will sit within the Central Functions department, it provides an opportunity for the successful candidate to put their own stamp on the role. It comes with a large degree of autonomy and will have a small number of direct reports. 

Core Responsibilities:

A bit about you:

Bonus points:


How to apply:

Please send your CV and a cover letter explaining why you would be the perfect fit for this role to:

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